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We are an independent financial services firm helping individuals create retirement strategies using a variety of investment and insurance products to custom suit their needs and objectives.
Swan Capital (“SWAN”) is a Registered Investment Adviser (“RIA”). Registration as an investment adviser does not imply a certain level of skill or training, and the content of this communication has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority. The information on this website is for general information only. It does not constitute investment advice, or advice on tax or legal matters. Investment advice will only be given after a client engages our services by executing the appropriate investment services agreement and shall be subject to the terms and conditions therein. SWAN renders individualized responses to persons in a particular state only after complying with the state’s regulatory requirements, or pursuant to an applicable state exemption or exclusion. All investments carry risk, and no investment strategy can guarantee a profit or protect from loss of capital. Past performance is not indicative of future results.
Any references to protection benefits or steady, secure, safe, and reliable income streams on this website refer only to fixed insurance products. They do not refer, in any way, to securities or investment advisory products. Annuity guarantees are backed by the financial strength and claims-paying ability of the issuing insurance company. Annuities are insurance products that may be subject to fees, surrender charges and holding periods which vary by insurance company. Annuities are not FDIC insured.
The information and opinions contained in any of the material requested from this website are provided by third parties and have been obtained from sources believed to be reliable, but accuracy and completeness cannot be guaranteed. They are given for informational purposes only and are not a solicitation to buy or sell any of the products mentioned. The information is not intended to be used as the sole basis for financial decisions, nor should it be construed as advice designed to meet the particular needs of an individual’s situation. 729358 – 10/20
The information presented on this website and related pages likely contain information relating to one or more private placements of equity securities offered under Rule 506(c) of Regulation D as promulgated by the Securities and Exchange Commission (the “SEC”). Any information publicly available on this website is not an offer for the sale of securities. Any offerings referenced herein are qualified entirely by their respective private placement memoranda circulated by the issuers, and securities may only be offered and sold pursuant to such memorandum and applicable securities laws. Offerings are made only to persons who qualify as Accredited Investors, as defined by Rule 501 under Regulation D promulgated by the SEC, or Qualified Clients as defined by the SEC. Investors will be required to verify and certify to such status. Moreover, unless expressly stated otherwise, securities are only offered by the issuer of such securities, by and through its general partner or manager and their direct agents, as applicable. Accordingly, though this website may contain information related to several offerings, each by separate issuers, the offerings are all offered by the same sponsor and governing principles, each on behalf of the respective issuers.
This information on this website and related pages does not purport to be all inclusive or to contain all of the information that a recipient may require to make an investment decision and is qualified in its entirety by the official offering materials for each respective offering, including private placement memoranda. NOTHING presented herein should be taken as investment, advisory, financial, or legal advice and all visitors are encouraged to seek their own legal and financial counsel prior to making any investment decisions. There is no guarantee that any of the estimates or projections presented will be achieved. The recipient should not rely on any information contained herein as no investment, divestment, or other financial decisions or actions should be based solely on the information on this site and related pages. Actual results will vary from the projections and such variations may be material, including the possibility that an investor may lose some or all of its invested capital. Nothing herein is investment advice.
